CFTC fines Goldman Sachs $5.5M for failing to record a trading phone line

Goldman to pay $5.5 mln to settle US CFTC accusations it failed to keep cell phone records reut.rs/3qJ35et

8:30 PM · Aug 29, 2023

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Quiver Quantitative

@QuiverQuant

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BREAKING: Goldman Sachs has been fined $5.5M for failing to record the phone lines of a trading desk. A Goldman spokesperson has said: "We are pleased to have this matter resolved."

5:31 PM · Aug 29, 2023

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Lilly and Novo Nordisk Compete for Weight-Loss Market Dominance

Pelosi's Strategic Moves in MSFT & NVDA Capture Market Attention

AMD Boosts 2024 AI Chip Forecast by $500 Million

Rep. Virginia Foxx adds $ASC and $EFC-D to her portfolio in July

Rep. Lloyd Doggett reinvests in Coca-Cola, stock surges over 7%

Rep. Lee adjusts Apple portfolio, selling calls & buying puts

Crypto market crashes but some top investment managers are still holding on

Voters poll reveals more confidence in Trump's financial impact than Harris